In scalar-tensor theories it is the two-derivative sigma-model interactions that like to compete at low energies with the two-derivative interactions of General Relativity (GR) $\unicode{x2014}$ at least once the dangerous zero-derivative terms of the scalar potential are suppressed (such as by a shift symmetry). But nontrivial two-derivative interactions require at least two scalars to exist and so never arise in the single-scalar models most commonly explored. Axio-dilaton models provide a well-motivated minimal class of models for which these self-interactions can be explored. We review this class of models and investigate whether these minimal two fields can suffice to describe both Dark Matter and Dark Energy. We find that they can $\unicode{x2014}$ the axion is the Dark Matter and the dilaton is the Dark Energy $\unicode{x2014}$ and that they robustly predict several new phenomena for the CMB and structure formation that can be sought in observations. These include specific types of Dark Energy evolution and small space- and time-dependent changes to particle masses post-recombination that alter the Integrated Sachs-Wolfe effect, cause small changes to structure growth and more.
Axio-dilaton models are among the simplest scalar-tensor theories that contain the two-derivative interactions that naturally compete at low energies with the two-derivative inter-actions of General Relativity. Such models are well-motivated as the low energy fields arising from string theory compactification. We summarize these motivations and compute their cosmological evolution, in which the dilaton acts as dark energy and its evolution provides a framework for dynamically evolving particle masses. The derivative axion-dilaton couplings play an important role in the success of these cosmologies. We derive the equations for fluctuations needed to study their implications for the CMB anisotropy, matter spectra and structure growth. We use a modified Boltzmann code to study in detail four benchmark parameter choices, including the vanilla Yoga model, and identify couplings that give viable cosmologies, including some with surprisingly large matter-scalar interactions. The axion has negligible potential for most of the cosmologies we consider but we also examine a simplified model for which the axion potential plays a role, using axion-matter couplings motivated by phenomenological screening considerations. We find such choices can also lead to viable cosmologies.
We obtain de Sitter (dS) solutions from controlled string-theory constructions. We review how minimal gauged chiral 6D supergravity evades standard dS no-go theorems by having a positive scalar potential and describe the known 4D classical dS, AdS and Minkowski solutions. Grimm and collaborators recently found a related 6D supergravity by direct F-theory Calabi-Yau flux compactifications and we construct classical 4D maximally symmetric solutions for this 6D supergravity. These provide explicit solutions of the higher-dimensional field equations corresponding to dS, AdS and flat spacetimes in 4D, allowing interesting hierarchies of scales. We show how the singularities of these solutions are consistent with the back-reaction of two space-filling 4D brane-like sources situated within the extra dimensions and infer some of the properties of these sources using the formalism of point particle effective field theory (PPEFT), showing the sources are not vanilla objects like D branes. These tools relate the near-source asymptotic forms of bulk fields to source properties and have been extensively tested for more prosaic physical systems involving the back-reaction of small sources, such as the dependence of atomic energy levels on nuclear properties. We use it to determine the tension of the brane-like sources (that can be positive) and its derivatives. We verify that the solutions are in the weak coupling/large volume regime required to neglect quantum and $\alpha'$ effects.
Monopole-fermion (and dyon-fermion) interactions provide a famous example where scattering from a compact object gives a cross section much larger than the object's geometrical size. This underlies the phenomenon of monopole catalysis of baryon-number violation because the reaction rate is much larger in the presence of a monopole than in its absence. It is sometimes claimed to violate the otherwise generic requirement that short distance physics decouples from long-distance observables -- a property that underpins the general utility of effective field theory (EFT) methods. Decoupling in this context is most simply expressed using point-particle effective field theories (PPEFTs) designed to capture systematically how small but massive objects influence their surroundings when probed only on length scales large compared to their size. These have been tested in precision calculations of how nuclear properties affect atomic energy levels for both ordinary and pionic atoms. We adapt the PPEFT formalism to describe low-energy $S$-wave dyon-fermion scattering with a view to understanding whether large catalysis cross sections violate decoupling (and show why they do not). We also explore the related but separate issue of the long-distance complications associated with polarizing the fermion vacuum exterior to a dyon and show in some circumstances how PPEFT methods can simplify calculations of low-energy fermion-dyon scattering in their presence. We propose an effective Hamiltonian governing how dyon excitations respond to fermion scattering in terms of a time-dependent vacuum angle and outline open questions remaining in its microscopic derivation.
We compute the rate with which unobserved fields decohere other fields to which they couple, both in flat space and in de Sitter space, for spectator scalar fields prepared in their standard adiabatic vacuum. The process is very efficient in de Sitter space once the modes in question pass outside the Hubble scale, displaying the tell-tale phenomenon of secular growth that indicates the breakdown of perturbative methods on a time scale parameterically long compared with the Hubble time. We show how to match the perturbative evolution valid at early times onto a late-time Lindblad evolution whose domain of validity extends to much later times, thereby allowing a reliable resummation of the perturbative result beyond the perturbative regime. Super-Hubble modes turn out to be dominantly decohered by unobserved modes that are themselves also super-Hubble. Although our calculation is done for spectator fields, if applied to curvature perturbations during inflation our observations here could close a potential loophole in recent calculations of the late-time purity of the observable primordial fluctuations.
We describe a simple technique for generating solutions to the classical field equations for an arbitrary nonlinear sigma-model minimally coupled to gravity. The technique promotes an arbitrary solution to the coupled Einstein/Klein-Gordon field equations for a single scalar field $\sigma$ to a solution of the nonlinear sigma-model for $N$ scalar fields minimally coupled to gravity. This mapping between solutions does not require there to be any target-space isometries and exists for every choice of geodesic computed using the target-space metric. In some special situations -- such as when the solution depends only on a single coordinate (e.g. for homogeneous time-dependent or static spherically symmetric configurations) -- the general solution to the sigma-model equations can be obtained in this way. We illustrate the technique by applying it to generate Euclidean wormhole solutions for multi-field sigma models coupled to gravity starting from the simplest Giddings-Strominger wormhole, clarifying why in the wormhole case Minkowski-signature target-space geometries can arise. We reproduce in this way the well-known axio-dilaton string wormhole and we illustrate the power of the technique by generating simple perturbations to it, like those due to string or $\alpha'$ corrections.
Recently there has been an interesting revival of the idea to use large extra dimensions to address the dark energy problem, exploiting the (true) observation that towers of states with masses split, by $M^2_N = f(N) m^2,$ with $f$ an unbounded function of the integer $N$, sometimes contribute to the vacuum energy only an amount of order $m^D$ in $D$ dimensions. It has been argued that this fact is a consequence of swampland conjectures and may require a departure from Effective Field Theory (EFT) reasoning. We test this claim with calculations for Casimir energies in extra dimensions. We show why the domain of validity for EFTs ensures that the tower spacing scale $m$ is always an upper bound on the UV scale for the lower-energy effective theory; use of an EFT with a cutoff part way up a tower is not a controlled approximation. We highlight the role played by the sometimes-suppressed contributions from towers in extra-dimensional approaches to the cosmological constant problem, old and new, and point out difficulties encountered in exploiting it. We compare recent swampland realizations of these arguments with earlier approaches using standard EFT examples, discussing successes and limitations of both.
Motivated by recent discussions and the absence of exact global symmetries in UV completions of gravity we re-examine the axion quality problem (and naturalness issues more generally) using antisymmetric Kalb-Ramond (KR) fields rather than their pseudoscalar duals, as suggested by string and higher dimensional theories. Two types of axions can be identified: a model independent $S$-type axion dual to a two form $B_{\mu\nu}$ in 4D and a $T$-type axion coming directly as 4D scalar Kaluza-Klein (KK) components of higher-dimensional tensor fields. For $T$-type axions our conclusions largely agree with earlier workers for the axion quality problem, but we also reconcile why $T$-type axions can couple to matter localized on 3-branes with Planck suppressed strength even when the axion decay constants are of order the KK scale. For $S$-type axions, we review the duality between form fields and massive scalars and show how duality impacts naturalness arguments about the UV sensitivity of the scalar potential. In particular UV contributions on the KR side suppress contributions on the scalar side by powers of $m/M$ with $m$ the axion mass and $M$ the UV scale. We re-examine how the axion quality problem is formulated on the dual side and compare to recent treatments. We study how axion quality is affected by the ubiquity of $p$-form gauge potentials (for both $p=2$ and $p=3$) in string vacua and identify two criteria that can potentially lead to a problem. We also show why most fields do not satisfy these criteria, but when they do the existence of multiple fields also provides mechanisms for resolving it. We conclude that the quality problem is easily evaded.
We consider the physical implications of very light axiodilatons motivated by a novel mechanism to substantially reduce the vacuum energy proposed in arXiv:2110.10352. We address the two main problems concerning the light axiodilaton that appears in the low-energy limit, namely that the axion has a very low decay constant $f_a \sim $ eV (as read from its kinetic term) and that the dilaton is subject to bounds that are relevant to tests of GR once $\rho_{\rm vac} \leq 10^{-80} M_p^4$. We show that eV scale axion decay constants need not be a problem by showing how supersymmetric extra dimensions provide a sample unitarization for axion physics above eV scales for which non-anomalous matter/axiodilaton couplings can really have gravitational strength, showing how naive EFT reasoning can mistakenly overestimates axion interactions at eV. When axions really do couple strongly at eV scales we identify the dimensionless interaction in the UV completion that is also O(1), and how axion energy-loss bounds map onto known extra-dimensional constraints. We find a broad new class of exact exterior solutions to the vacuum axiodilaton equations and knowledge of axiodilaton-matter couplings also allows us to numerically search for interior solutions that match to known exterior solutions that can evade solar-system tests. We find no examples that do so, but also identify potential new candidate mechanisms for reducing the effective dilaton-matter coupling to gravitating objects without also undermining the underlying suppression of $\rho_{\rm vac}$.
Nov 16 2021
hep-ph arXiv:2111.07421v3
Electroweak interactions assign a central role to the gauge group $SU(2)_L \times U(1)_Y$, which is either realized linearly (SMEFT) or nonlinearly (e.g., HEFT) in the effective theory obtained when new physics above the electroweak scale is integrated out. Although the discovery of the Higgs boson has made SMEFT the default assumption, nonlinear realization remains possible. The two can be distinguished through their predictions for the size of certain low-energy dimension-6 four-fermion operators: for these, HEFT predicts $O(1)$ couplings, while in SMEFT they are suppressed by a factor $v^2/\Lambda_{\rm NP}^2$, where $v$ is the Higgs vev. One such operator, $O_V^{LR} \equiv ({\bar \tau} \gamma^\mu P_L \nu )\, ( {\bar c} \gamma_\mu P_R b )$, contributes to $b \to c \,\tau^- {\bar\nu}$. We show that present constraints permit its non-SMEFT coefficient to have a HEFTy size. We also note that the angular distribution in ${\bar B} \to D^* (\to D \pi') \, \tau^{-} (\to \pi^- \nu_\tau) {\bar\nu}_\tau$ contains enough information to extract the coefficients of all new-physics operators. Future measurements of this angular distribution can therefore tell us if non-SMEFT new physics is really necessary.
We construct a class of 4D `yoga' (naturally relaxed) models for which the gravitational response of heavy-particle vacuum energies is strongly suppressed. The models contain three ingredients: (i) a relaxation mechanism, (ii) a very supersymmetric gravity sector coupled to matter for which supersymmetry is non-linearly realised, and (iii) an accidental approximate scale invariance expressed through the presence of a low-energy dilaton supermultiplet. All three are common in higher-dimensional and string constructions and although none suffices on its own, taken together they can dramatically suppress the net vacuum-energy density. The dilaton's \it vev~$\tau$ determines the weak scale $M_W \sim M_p/\sqrt\tau$. We compute the potential for $\tau$ and find it can be stabilized in a local de Sitter minimum at sufficiently large field values to explain the electroweak hierarchy, doing so using input parameters no larger than $O(60)$ because the relevant potential arises as a rational function of $\ln\tau$. The de Sitter vacuum energy at the minimum is order $c\, M_W^8 \propto 1/\tau^4$, with $c \ll O(M_W^{-4})$. We discuss how to achieve $c \sim 1/M_p^4$ as required by observations. Scale invariance implies the dilaton couples to matter like a Brans-Dicke scalar with dangerously large coupling yet because it comes paired with an axion it can evade bounds through the novel screening mechanism described in \tt ArXiV:2110.10352. Cosmological axio-dilaton evolution predicts a natural quintessence model for Dark Energy, whose evolution can realize recent proposals to resolve the Hubble tension, and whose axion contributes to Dark Matter. We summarize inflationary implications and some remaining challenges, including the unusual supersymmetry breaking regime used and the potential for UV completions of our approach.
It is remarkable that the primordial fluctuations as revealed by the CMB coincide with what quantum fluctuations would look like if they were stretched across the sky by accelerated cosmic expansion. It has been observed that this same stretching also brings very small -- even trans-Planckian -- length scales up to observable sizes if extrapolated far enough into the past. This potentially jeopardizes later descriptions of late-time cosmology by introducing uncontrolled trans-Planckian theoretical errors into all calculations. Recent speculations, such as the Trans-Planckian Censorship Conjecture (TCC), have been developed to avoid this problem. We revisit old arguments why the consistency of (and control over) the Effective Field Theory (EFT) governing late-time cosmology is not necessarily threatened by the descent of modes due to universal expansion, even if EFT methods may break down at much earlier times. Failure of EFT methods only poses a problem if late-time predictions rely on non-adiabatic behaviour at these early times (such as is often true for bouncing cosmologies, for example). We illustrate our arguments using simple non-gravitational examples such as slowly rolling scalar fields and the spacing between Landau levels for charged particles in slowly varying magnetic fields, for which similar issues arise and are easier to understand. We comment on issues associated with UV completions. Our arguments need not invalidate speculative ideas like the TCC but suggest they are not required by the present evidence.
We use effective field theory to compute the influence of nuclear structure on precision calculations of atomic energy levels. As usual, the EFT's effective couplings correspond to the various nuclear properties (such as the charge radius, nuclear polarizabilities, Friar and Zemach moments \it etc.) that dominate its low-energy electromagnetic influence on its surroundings. By extending to spinning nuclei the arguments developed for spinless ones in \tt arXiv:1708.09768, we use the EFT to show -- to any fixed order in $Z\alpha$ (where $Z$ is the atomic number and $\alpha$ the fine-structure constant) and the ratio of nuclear to atomic size -- that nuclear properties actually contribute to electronic energies through fewer parameters than the number of these effective nuclear couplings naively suggests. Our result is derived using a position-space method for matching effective parameters to nuclear properties in the EFT, that more efficiently exploits the simplicity of the small-nucleus limit in atomic systems. By showing that precision calculations of atomic spectra depend on fewer nuclear uncertainties than naively expected, this observation allows the construction of many nucleus-independent combinations of atomic energy differences whose measurement can be used to test fundamental physics (such as the predictions of QED) because their theoretical uncertainties are not limited by the accuracy of nuclear calculations. We provide several simple examples of such nucleus-free predictions for Hydrogen-like atoms.
Nuclear-structure effects often provide an irreducible theory error that prevents using precision atomic measurements to test fundamental theory. We apply newly developed effective field theory tools to Hydrogen atoms, and use them to show that (to the accuracy of present measurements) all nuclear finite-size effects (e.g. the charge radius, Friar moments, nuclear polarizabilities, recoil corrections, Zemach moments \it etc.) only enter into atomic energies through exactly two parameters, independent of any nuclear-modelling uncertainties. Since precise measurements are available for more than two atomic levels in Hydrogen, this observation allows the use of precision atomic measurements to eliminate the theory error associated with nuclear matrix elements. We apply this reasoning to the seven atomic measurements whose experimental accuracy is smaller than 10 kHz to provide predictions for nuclear-size effects whose theoretical accuracy is not subject to nuclear-modelling uncertainties and so are much smaller than 1 kHz. Furthermore, the accuracy of these predictions can improve as atomic measurements improve, allowing precision fundamental tests to become possible well below the 'irreducible' error floor of nuclear theory.
We argue that accidental approximate scaling symmetries are robust predictions of weakly coupled string vacua, and show that their interplay with supersymmetry and other (generalised) internal symmetries underlies the ubiquitous appearance of no-scale supergravities in low-energy 4D EFTs. We identify 4 nested types of no-scale supergravities, and show how leading quantum corrections can break scale invariance while preserving some no-scale properties (including non-supersymmetric flat directions). We use these ideas to classify corrections to the low-energy 4D supergravity action in perturbative 10D string vacua, including both bulk and brane contributions. Our prediction for the Kähler potential at any fixed order in $\alpha'$ and string loops agrees with all extant calculations. p-form fields play two important roles: they spawn many (generalised) shift symmetries; and space-filling 4-forms teach 4D physics about higher-dimensional phenomena like flux quantisation. We argue that these robust symmetry arguments suffice to understand obstructions to finding classical de Sitter vacua, and suggest how to get around them in UV complete models.
Inflationary mechanisms for generating primordial fluctuations ultimately compute them as the leading contributions in a derivative expansion, with corrections controlled by powers of derivatives like the Hubble scale over Planck mass: $H/M_p$. At face value this derivative expansion breaks down for models with a small sound speed, $c_s$, to the extent that $c_s \ll 1$ is obtained by having higher-derivative interactions like $\mathfrak{L}_{\rm eff} \sim (\partial \Phi)^4$ compete with lower-derivative propagation. This concern arises more generally for models whose lagrangian is given as a function $P(X)$ for $X = -\partial_\mu \Phi \partial^\mu \Phi$ --- including in particular DBI models for which $P(X) \propto \sqrt{1-kX}$ --- since these keep all orders in $\partial \Phi$ while dropping $\partial^n \Phi$ for $n > 1$. We here find a sensible power-counting scheme for DBI models that gives a controlled expansion in powers of three types of small parameters: $H/M_p$, slow-roll parameters (possibly) and $c_s \ll 1$. We do not find a similar expansion framework for generic small-$c_s$ or $P(X)$ models. Our power-counting result quantifies the theoretical error for any prediction (such as for inflationary correlation functions) by fixing the leading power of these small parameters that is dropped when not computing all graphs (such as by restricting to the classical approximation); a prerequisite for meaningful comparisons with observations. The new power-counting regime arises because small $c_s$ alters the kinematics of free fluctuations in a way that changes how interactions scale at low energies, in particular allowing $1-c_s$ to be larger than derivative-measuring quantities like $(H/M_p)^2$.
Daniel Green, Mustafa A. Amin, Joel Meyers, Benjamin Wallisch, Kevork N. Abazajian, Muntazir Abidi, Peter Adshead, Zeeshan Ahmed, Behzad Ansarinejad, Robert Armstrong, Carlo Baccigalupi, Kevin Bandura, Darcy Barron, Nicholas Battaglia, Daniel Baumann, Keith Bechtol, Charles Bennett, Bradford Benson, Florian Beutler, Colin Bischoff, et al (119) The hot dense environment of the early universe is known to have produced large numbers of baryons, photons, and neutrinos. These extreme conditions may have also produced other long-lived species, including new light particles (such as axions or sterile neutrinos) or gravitational waves. The gravitational effects of any such light relics can be observed through their unique imprint in the cosmic microwave background (CMB), the large-scale structure, and the primordial light element abundances, and are important in determining the initial conditions of the universe. We argue that future cosmological observations, in particular improved maps of the CMB on small angular scales, can be orders of magnitude more sensitive for probing the thermal history of the early universe than current experiments. These observations offer a unique and broad discovery space for new physics in the dark sector and beyond, even when its effects would not be visible in terrestrial experiments or in astrophysical environments. A detection of an excess light relic abundance would be a clear indication of new physics and would provide the first direct information about the universe between the times of reheating and neutrino decoupling one second later.
Gravitational wave `echoes' during black-hole merging events have been advocated as possible signals of modifications to gravity in the strong-field (but semiclassical) regime. In these proposals the observable effect comes entirely from the appearance of nonzero reflection probability at the horizon, which vanishes for a standard black hole. We show how to apply EFT reasoning to these arguments, using and extending earlier work for localized systems that relates choices of boundary condition to the action for the physics responsible for these boundary conditions. EFT reasoning applied to this action argues that linear `Robin' boundary conditions dominate at low energies, and we determine the relationship between the corresponding effective coupling (whose value is the one relevant low-energy prediction of particular modifications to General Relativity for these systems) and the phenomenologically measurable near-horizon reflection coefficient. Because this connection involves only near-horizon physics it is comparatively simple to establish, and we do so for perturbations in both the Schwarzschild geometry (which is the one most often studied theoretically) and the Kerr geometry (which is the one of observational interest for post-merger ring down). In passing we identify the renormalization-group evolution of the effective couplings as a function of a regularization distance from the horizon, that enforces how physics does not depend on the precise position where the boundary conditions are imposed. We show that the perfect-absorber/perfect-emitter boundary conditions of General Relativity correspond to the only fixed points of this evolution. Nontrivial running of all other RG evolution reflects how modifications to gravity necessarily introduce new physics near the horizon.
Persistent puzzles to do with information loss for black holes have stimulated critical reassessment of the domain of validity of semiclassical EFT reasoning in curved spacetimes, particularly in the presence of horizons. We argue here that perturbative predictions about evolution for very long times near a horizon are subject to problems of secular growth - i.e. powers of small couplings come systematically together with growing functions of time. Such growth signals a breakdown of naive perturbative calculations of late-time behaviour, regardless of how small ambient curvatures might be. Similar issues of secular growth also arise in cosmology, and we build evidence for the case that such effects should be generic for gravitational fields. In particular, inferences using free fields coupled only to background metrics can be misleading at very late times due to the implicit assumption they make of perturbation theory when neglecting other interactions. Using the Rindler horizon as an example we show how this secular growth parallels similar phenomena for thermal systems, and how it can be resummed to allow late-time inferences to be drawn more robustly. Some comments are made about the appearance of an IR/UV interplay in this calculation, as well as on the possible relevance of our calculations to predictions near black-hole horizons.
Polarizable atoms interacting with a charged wire do so through an inverse-square potential, $V = - g/r^2$. This system is known to realize scale invariance in a nontrivial way and to be subject to ambiguities associated with the choice of boundary condition at the origin, often termed the problem of `fall to the center'. Point-particle effective field theory (PPEFT) provides a systematic framework for determining the boundary condition in terms of the properties of the source residing at the origin. We apply this formalism to the charged-wire/polarizable-atom problem, finding a result that is not a self-adjoint extension because of absorption of atoms by the wire. We explore the RG flow of the complex coupling constant for the dominant low-energy effective interactions, finding flows whose character is qualitatively different when $g$ is above or below a critical value, $g_c$. Unlike the self-adjoint case, (complex) fixed points exist when $g> g_c$, which we show correspond to perfect absorber (or perfect emitter) boundary conditions. We describe experimental consequences for wire-atom interactions and the possibility of observing the anomalous breaking of scale invariance.
These notes present an introduction to $\Lambda$CDM cosmology and its possible inflationary precursor, with an emphasis on some of the ways effective field theories are used in its analysis. The intended audience are graduate students in particle physics, such as attended the lectures (prepared for the Les Houches Summer School, Effective Field Theory in Particle Physics and Cosmology, July 2017).
We apply point-particle effective field theory (PPEFT) to electronic and muonic 4He+ ions, and use it to identify linear combinations of spectroscopic measurements for which the theoretical uncertainties are much smaller than for any particular energy levels. The error is reduced because these combinations are independent of all short-range physics effects up to a given order in the expansion in the small parameters R/a_B and(Z alpha) (where R and a_B are the ion's nuclear and Bohr radii). In particular, the theory error is not limited by the precision with which nuclear matrix elements can be computed, or compromised by the existence of any novel short-range interactions, should these exist. These combinations of 4He+ measurements therefore provide particularly precise tests of QED. The restriction to 4He+ arises because our analysis assumes a spherically symmetric nucleus, but the argument used is more general and extendable to both nuclei with spin, and to higher orders in R/a_B and (Z alpha).
We elucidate the counting of the relevant small parameters in inflationary perturbation theory. Doing this allows for an explicit delineation of the domain of validity of the semi-classical approximation to gravity used in the calculation of inflationary correlation functions. We derive an expression for the dependence of correlation functions of inflationary perturbations on the slow-roll parameter $\epsilon = -\dot{H}/H^2$, as well as on $H/M_p$, where $H$ is the Hubble parameter during inflation. Our analysis is valid for single-field models in which the inflaton can traverse a Planck-sized range in field values and where all slow-roll parameters have approximately the same magnitude. As an application, we use our expression to seek the boundaries of the domain of validity of inflationary perturbation theory for regimes where this is potentially problematic: models with small speed of sound and models allowing eternal inflation.
We formulate point-particle effective field theory (PPEFT) for relativistic spin-half fermions interacting with a massive, charged finite-sized source using a first-quantized effective field theory for the heavy compact object and a second-quantized language for the lighter fermion with which it interacts. This description shows how to determine the near-source boundary condition for the Dirac field in terms of the relevant physical properties of the source, and reduces to the standard choices in the limit of a point source. Using a first-quantized effective description is appropriate when the compact object is sufficiently heavy, and is simpler than (though equivalent to) the effective theory that treats the compact source in a second-quantized way. As an application we use the PPEFT to parameterize the leading energy shift for the bound energy levels due to finite-sized source effects in a model-independent way, allowing these effects to be fit in precision measurements. Besides capturing finite-source-size effects, the PPEFT treatment also efficiently captures how other short-distance source interactions can shift bound-state energy levels, such as due to vacuum polarization (through the Uehling potential) or strong interactions for Coulomb bound states of hadrons, or any hypothetical new short-range forces sourced by nuclei.
We apply point-particle effective field theory (PPEFT) to compute the leading shifts due to finite-size source effects in the Coulomb bound energy levels of a relativistic spinless charged particle. This is the analogue for spinless electrons of the contribution of the charge-radius of the source to these levels, and we disagree with standard calculations in several ways. Most notably we find there are two effective interactions with the same dimension that contribute to leading order in the nuclear size. One is the standard charge-radius contribution, while the other is a contact interaction whose leading contribution to $\delta E$ arises linearly in the small length scale, $\epsilon$, characterizing the finite-size effects, and is suppressed by $(Z\alpha)^5$. We argue that standard calculations miss the contributions of this second operator because they err in their choice of boundary conditions at the source for the wave-function of the orbiting particle. PPEFT predicts how this boundary condition depends on the source's charge radius, as well as on the orbiting particle's mass. Its contribution turns out to be crucial if the charge radius satisfies $\epsilon \lesssim (Z\alpha)^2 a_B$, with $a_B$ the Bohr radius, since then relativistic effects become important. We show how the problem is equivalent to solving the Schrödinger equation with competing Coulomb, inverse-square and delta-function potentials, which we solve explicitly. A similar enhancement is not predicted for the hyperfine structure, due to its spin-dependence. We show how the charge-radius effectively runs due to classical renormalization effects, and why the resulting RG flow is central to predicting the size of the energy shifts. We discuss how this flow is relevant to systems having much larger-than-geometric cross sections, and the possible relevance to catalysis of reactions through scattering with monopoles.
Dec 23 2016
hep-ph arXiv:1612.07337v3
We argue that the proton's charge-radius contributes differently to shifts of Hydrogen-like energy levels than naively expected due to an incorrect choice for the boundary condition at the proton's position in standard calculations. In particular we show how to obtain the correct boundary condition, which depends on the charge radius itself in a predictable way. We argue this difference in boundary conditions only matters when they are imposed at a radius $r=\epsilon < Z \alpha/m$ where $m$ is the orbiting-particle mass, because only then is the particle relativistic at these distances. The boundary condition difference is therefore important for ordinary Hydrogen while not for muonic Hydrogen. The boundary condition can be interpreted in terms of a second type of nuclear moment, and a prediction is made for the proton-radius energy shift as a function of charge-radius, $r_p$, this second nuclear moment, $h$, and orbiting particle mass, $m$. The observed difference between electronic and muonic contributions to the Lamb shift is accounted for with $r_p \simeq 0.87$ fm similar to its traditional value, and $2mh$ of order a few fm.
Singular potentials (the inverse-square potential, for example) arise in many situations and their quantum treatment leads to well-known ambiguities in choosing boundary conditions for the wave-function at the position of the potential's singularity. These ambiguities are usually resolved by developing a self-adjoint extension of the original problem; a non-unique procedure that leaves undetermined which extension should apply in specific physical systems. We take the guesswork out of this picture by using techniques of effective field theory to derive the required boundary conditions at the origin in terms of the effective point-particle action describing the physics of the source. In this picture ambiguities in boundary conditions boil down to the allowed choices for the source action, but casting them in terms of an action provides a physical criterion for their determination. The resulting extension is self-adjoint if the source action is real (and involves no new degrees of freedom), and not otherwise (as can also happen for reasonable systems). We show how this effective-field picture provides a simple framework for understanding well-known renormalization effects that arise in these systems, including how renormalization-group techniques can resum non-perturbative interactions that often arise, particularly for non-relativistic applications. In particular we argue why the low-energy effective theory tends to produce a universal RG flow of this type and describe how this can lead to the phenomenon of reaction \em catalysis, in which physical quantities (like scattering cross sections) can sometimes be surprisingly large compared to the underlying scales of the source in question. We comment in passing on the possible relevance of these observations to the phenomenon of the catalysis of baryon-number violation by scattering from magnetic monopoles.
We explore the mechanics of inflation in simplified extra-dimensional models involving an inflaton interacting with the Einstein-Maxwell system in two extra dimensions. The models are Goldilocks-like in that they are just complicated enough to include a mechanism to stabilize the extra-dimensional size, yet simple enough to solve the full 6D field equations using basic tools. The solutions are not limited to the effective 4D regime with H << m_KK (the latter referring to the mass splitting of the Kaluza-Klein excitations) because the full 6D Einstein equations are solved. This allows an exploration of inflationary physics in a controlled regime away from the usual 4D lamp-post. The inclusion of modulus stabilization is important as experience with string models teaches that this is usually what makes models fail: stabilization energies dominate the shallow potentials required by slow roll and open up directions to evolve that are steeper than those of the putative inflationary direction. We explore three representative inflationary scenarios within this simple setup. In one the radion is trapped in an inflaton-dependent local minimum whose non-zero energy drives inflation. Inflation ends as this energy relaxes to zero when the inflaton finds its minimum. The others involve power-law solutions during inflation. One is an attractor whose features are relatively insensitive to initial conditions but whose slow-roll parameters cannot be arbitrarily small; the other is not an attractor but can roll much more slowly, until eventually decaying to the attractor. These solutions can satisfy H > m_KK, but when they do standard 4D fluctuation calculations need not apply. When in a 4D regime the solutions predict eta ~ 0 hence r ~ 0.11 when n_s ~ 0.96 and so are ruled out if tensor modes remain unseen. Analysis of general parameters is difficult without a full 6D fluctuation calculation.
We find multi-scalar effective field theories (EFTs) that can achieve a slow inflationary roll despite having a scalar potential that does not satisfy the usual slow-roll condition (d V)^2 << V^2/Mp^2. They evade the usual slow-roll conditions on $V$ because their kinetic energies are dominated by single-derivative terms rather than the usual two-derivative terms. Single derivatives dominate during slow roll and so do not require a breakdown of the usual derivative expansion that underpins calculational control in much of cosmology. The presence of such terms requires some sort of UV Lorentz-symmetry breaking during inflation (besides the usual cosmological breaking). Chromo-natural inflation provides an example of a UV theory that can generate the multi-field single-derivative terms we consider, and we argue that the EFT we find indeed captures the slow-roll conditions for the background evolution for Chromo-natural inflation. We also show that our EFT can be understood as a multi-field generalization of the single-field Cuscuton models. The multi-field case introduces a new feature, however: the scalar kinetic terms define a target-space 2-form, F_ab, whose antisymmetry gives new ways for slow roll to be achieved.
Successful inflationary models should (i) describe the data well; (ii) arise generically from sensible UV completions; (iii) be insensitive to detailed fine-tunings of parameters and (iv) make interesting new predictions. We argue that a class of models with these properties is characterized by relatively simple potentials with a constant term and negative exponentials. We here continue earlier work exploring UV completions for these models, including the key (though often ignored) issue of modulus stabilisation, to assess the robustness of their predictions. We show that string models where the inflaton is a fibration modulus seem to be robust due to an effective rescaling symmetry, and fairly generic since most known Calabi-Yau manifolds are fibrations. This class of models is characterized by a generic relation between the tensor-to-scalar ratio $r$ and the spectral index $n_s$ of the form $r \propto (n_s -1)^2$ where the proportionality constant depends on the nature of the effects used to develop the inflationary potential and the topology of the internal space. In particular we find that the largest values of the tensor-to-scalar ratio that can be obtained by generalizing the original set-up are of order $r \lesssim 0.01$. We contrast this general picture with specific popular models, such as the Starobinsky scenario and $\alpha$-attractors. Finally, we argue the self consistency of large-field inflationary models can strongly constrain non-supersymmetric inflationary mechanisms.
Though simple inflationary models describe the CMB well, their corrections are often plagued by infrared effects that obstruct a reliable calculation of late-time behaviour. We adapt to cosmology tools designed to address similar issues in other physical systems with the goal of making reliable late-time inflationary predictions. The main such tool is Open EFTs which reduce in the inflationary case to Stochastic Inflation plus calculable corrections. We apply this to a simple inflationary model that is complicated enough to have dangerous IR behaviour yet simple enough to allow the inference of late-time behaviour. We find corrections to standard Stochastic Inflationary predictions for the noise and drift, and we find these corrections ensure the IR finiteness of both these quantities. The late-time probability distribution, ${\cal P}(\phi)$, for super-Hubble field fluctuations are obtained as functions of the noise and drift and so these too are IR finite. We compare our results to other methods (such as large-$N$ models) and find they agree when these models are reliable. In all cases we can explore in detail we find IR secular effects describe the slow accumulation of small perturbations to give a big effect: a significant distortion of the late-time probability distribution for the field. But the energy density associated with this is only of order $H^4$ at late times and so does \em not generate a dramatic gravitational back-reaction.
Emanuele Berti, Enrico Barausse, Vitor Cardoso, Leonardo Gualtieri, Paolo Pani, Ulrich Sperhake, Leo C. Stein, Norbert Wex, Kent Yagi, Tessa Baker, C. P. Burgess, Flávio S. Coelho, Daniela Doneva, Antonio De Felice, Pedro G. Ferreira, Paulo C. C. Freire, James Healy, Carlos Herdeiro, Michael Horbatsch, Burkhard Kleihaus, et al (33) One century after its formulation, Einstein's general relativity has made remarkable predictions and turned out to be compatible with all experimental tests. Most of these tests probe the theory in the weak-field regime, and there are theoretical and experimental reasons to believe that general relativity should be modified when gravitational fields are strong and spacetime curvature is large. The best astrophysical laboratories to probe strong-field gravity are black holes and neutron stars, whether isolated or in binary systems. We review the motivations to consider extensions of general relativity. We present a (necessarily incomplete) catalog of modified theories of gravity for which strong-field predictions have been computed and contrasted to Einstein's theory, and we summarize our current understanding of the structure and dynamics of compact objects in these theories. We discuss current bounds on modified gravity from binary pulsar and cosmological observations, and we highlight the potential of future gravitational wave measurements to inform us on the behavior of gravity in the strong-field regime.
The 100+ free parameters of the minimal supersymmetric standard model (MSSM) make it computationally difficult to compare systematically with data, motivating the study of specific parameter reductions such as the cMSSM and pMSSM. Here we instead study the reductions of parameter space implied by using minimal flavour violation (MFV) to organise the R-parity conserving MSSM, with a view towards systematically building in constraints on flavour-violating physics. Within this framework the space of parameters is reduced by expanding soft supersymmetry-breaking terms in powers of the Cabibbo angle, leading to a 24-, 30- or 42-parameter framework (which we call MSSM-24, MSSM-30, and MSSM-42 respectively), depending on the order kept in the expansion. We provide a Bayesian global fit to data of the MSSM-30 parameter set to show that this is manageable with current tools. We compare the MFV reductions to the 19-parameter pMSSM choice and show that the pMSSM is not contained as a subset. The MSSM-30 analysis favours a relatively lighter TeV-scale pseudoscalar Higgs boson and $\tan \beta \sim 10$ with multi-TeV sparticles.
We identify the effective theory describing inflationary super-Hubble scales and show it to be a special case of effective field theories appropriate to open systems. Open systems allow information to be exchanged between the degrees of freedom of interest and those that are integrated out, such as for particles moving through a fluid. Strictly speaking they cannot in general be described by an effective lagrangian; rather the appropriate `low-energy' limit is instead a Lindblad equation describing the evolution of the density matrix of the slow degrees of freedom. We derive the equation relevant to super-Hubble modes of quantum fields in near-de Sitter spacetimes and derive two implications. We show the evolution of the diagonal density-matrix elements quickly approaches the Fokker-Planck equation of Starobinsky's stochastic inflationary picture. This provides an alternative first-principles derivation of this picture's stochastic noise and drift, as well as its leading corrections. (An application computes the noise for systems with a sub-luminal sound speed.) We argue that the presence of interactions drives the off-diagonal density-matrix elements to zero in the field basis. This shows why the field basis is the `pointer basis' for the decoherence of primordial quantum fluctuations while they are outside the horizon, thus allowing them to re-enter as classical fluctuations, as assumed when analyzing CMB data. The decoherence process is efficient, occurring after several Hubble times even for interactions as weak as gravitational-strength. Crucially, the details of the interactions largely control only the decoherence time and not the nature of the final late-time stochastic state, much as interactions can control the equilibration time for thermal systems but are largely irrelevant to the properties of the resulting equilibrium state.
We re-examine large scalar fields within effective field theory, in particular focussing on the issues raised by their use in inflationary models (as suggested by BICEP2 to obtain primordial tensor modes). We argue that when the large-field and low-energy regimes coincide the scalar dynamics is most effectively described in terms of an asymptotic large-field expansion whose form can be dictated by approximate symmetries, which also help control the size of quantum corrections. We discuss several possible symmetries that can achieve this, including pseudo-Goldstone inflatons characterized by a coset $G/H$ (based on abelian and non-abelian, compact and non-compact symmetries), as well as symmetries that are intrinsically higher dimensional. Besides the usual trigonometric potentials of Natural Inflation we also find in this way simple \em large-field power laws (like $V \propto \phi^2$) and exponential potentials, $V(\phi) = \sum_{k} V_k \; e^{-k \phi/M}$. Both of these can describe the data well and give slow-roll inflation for large fields without the need for a precise balancing of terms in the potential. The exponential potentials achieve large $r$ through the limit $|\eta| \ll \epsilon$ and so predict $r \simeq \frac83(1-n_s)$; consequently $n_s \simeq 0.96$ gives $r \simeq 0.11$ but not much larger (and so could be ruled out as measurements on $r$ and $n_s$ improve). We examine the naturalness issues for these models and give simple examples where symmetries protect these forms, using both pseudo-Goldstone inflatons (with non-abelian non-compact shift symmetries following familiar techniques from chiral perturbation theory) and extra-dimensional models.
We re-examine the predictiveness of single-field inflationary models and discuss how an unknown UV completion can complicate determining inflationary model parameters from observations, even from precision measurements. Besides the usual naturalness issues associated with having a shallow inflationary potential, we describe another issue for inflation, namely, unknown UV physics modifies the running of Standard Model (SM) parameters and thereby introduces uncertainty into the potential inflationary predictions. We illustrate this point using the minimal Higgs Inflationary scenario, which is arguably the most predictive single-field model on the market, because its predictions for $A_s$, $r$ and $n_s$ are made using only one new free parameter beyond those measured in particle physics experiments, and run up to the inflationary regime. We find that this issue can already have observable effects. At the same time, this UV-parameter dependence in the Renormalization Group allows Higgs Inflation to occur (in principle) for a slightly larger range of Higgs masses. We comment on the origin of the various UV scales that arise at large field values for the SM Higgs, clarifying cut off scale arguments by further developing the formalism of a non-linear realization of $\rm SU_L(2) \times U(1)$ in curved space. We discuss the interesting fact that, outside of Higgs Inflation, the effect of a non-minimal coupling to gravity, even in the SM, results in a non-linear EFT for the Higgs sector. Finally, we briefly comment on post BICEP2 attempts to modify the Higgs Inflation scenario.
We identify the underlying symmetry mechanism that suppresses the low-energy effective 4D cosmological constant within 6D supergravity models, leading to results suppressed by powers of the KK scale relative to the much larger masses associated with particles localized on codimension-2 branes. In these models the conditions for unbroken supersymmetry can be satisfied locally everywhere within the extra dimensions, but are obstructed by global conditions like flux quantization or the mutual inconsistency of boundary conditions at the various branes. Consequently quantities forbidden by supersymmetry cannot be nonzero until wavelengths of order the KK scale are integrated out, since only such long wavelength modes see the entire space and so know that supersymmetry breaks. We verify these arguments by extending earlier rugby-ball calculations of one-loop vacuum energies to more general pairs of branes within two warped extra dimensions. The predicted effective 4D vacuum energy density can be of order C (m Mg/4 pi Mp)^4, where Mg (Mp) is the rationalized 6D (4D) Planck scale and m is the heaviest brane-localized particle. Numerically this is C (5.6 x 10^-5 eV)^4 if we take m = 173 GeV and take Mg as small as possible (10 TeV corresponding to KK size r < 1 micron), consistent with supernova bounds. C is a constant depending on details of the bulk spectrum, which could be ~ 500 for each of hundreds of fields. The value C ~ 6 x 10^6 gives the observed Dark Energy density.
These notes present a brief introduction to `naturalness' problems in cosmology, and to the Cosmological Constant Problem in particular. The main focus is the `old' cosmological constant problem, though the more recent variants are also briefly discussed. Several notions of naturalness are defined, including the closely related ideas of technical naturalness and `t Hooft naturalness, and it is shown why these naturally arise when cosmology is embedded within a framework --- effective field theories --- that efficiently captures what is consistent with what is known about the physics of smaller distances. Some care is taken to clarify conceptual issues, such as the relevance or not of quadratic divergences, about which some confusion has arisen over the years. A set of minimal criteria are formulated against which proposed solutions to the problem can be judged, and a brief overview made of the general limitations of most of the approaches. A somewhat more in-depth discussion is provided of what I view as the most promising approach. These notes are aimed at graduate students with a basic working knowledge of quantum field theory and cosmology, but with no detailed knowledge of particle physics.
We briefly summarize the impact of the recent Planck measurements for string inflationary models, and outline what might be expected to be learned in the near future from the expected improvement in sensitivity to the primordial tensor-to-scalar ratio. We comment on whether these models provide sufficient added value to compensate for their complexity, and ask how they fare in the face of the new constraints on non-gaussianity and dark radiation. We argue that as a group the predictions made before Planck agree well with what has been seen, and draw conclusions from this about what is likely to mean as sensitivity to primordial gravitational waves improves.
To solve the hierarchy problem, extra-dimensional models must explain why the new dimensions stabilize to the right size, and the known mechanisms for doing so require bulk scalars that couple to the branes. Because of these couplings the energetics of dimensional stabilization competes with the energetics of the Higgs vacuum, with potentially observable effects. These effects are particularly strong for one or two extra dimensions because the bulk-Higgs couplings can then be super-renormalizable or dimensionless. Experimental reach for such extra-dimensional Higgs `portals' are stronger than for gravitational couplings because they are less suppressed at low-energies. We compute how Higgs-bulk coupling through such a portal with two extra dimensions back-reacts onto properties of the Higgs boson. When the KK mass is smaller than the Higgs mass, mixing with KK modes results in an invisible Higgs decay width, missing-energy signals at high-energy colliders, and new mechanisms of energy loss in stars and supernovae. Astrophysical bounds turn out to be complementary to collider measurements, with observable LHC signals allowed by existing constraints. We comment on the changes to the Higgs mass-coupling relationship caused by Higgs-bulk mixing, and how the resulting modifications to the running of Higgs couplings alter vacuum-stability and triviality bounds.
We compute how bulk loops renormalize both bulk and brane effective interactions for codimension-two branes in 6D gauged chiral supergravity, as functions of the brane tension and brane-localized flux. We do so by explicitly integrating out hyper- and gauge-multiplets in 6D gauged chiral supergravity compactified to 4D on a flux-stabilized 2D rugby-ball geometry, specializing the results of a companion paper, arXiv:1210.3753, to the supersymmetric case. While the brane back-reaction generically breaks supersymmetry, we show that the bulk supersymmetry can be preserved if the amount of brane-localized flux is related in a specific BPS-like way to the brane tension, and verify that the loop corrections to the brane curvature vanish in this special case. In these systems it is the brane-bulk couplings that fix the size of the extra dimensions, and we show that in some circumstances the bulk geometry dynamically adjusts to ensure the supersymmetric BPS-like condition is automatically satisfied. We investigate the robustness of this residual supersymmetry to loops of non-supersymmetric matter on the branes, and show that supersymmetry-breaking effects can enter only through effective brane-bulk interactions involving at least two derivatives. We comment on the relevance of this calculation to proposed applications of codimension-two 6D models to solutions of the hierarchy and cosmological constant problems.
We compute how one-loop bulk effects renormalize both bulk and brane effective interactions for geometries sourced by codimension-two branes. We do so by explicitly integrating out spin-zero, -half and -one particles in 6-dimensional Einstein-Maxwell-Scalar theories compactified to 4 dimensions on a flux-stabilized 2D geometry. (Our methods apply equally well for D dimensions compactified to D-2 dimensions, although our explicit formulae do not capture all divergences when D>6.) The renormalization of bulk interactions are independent of the boundary conditions assumed at the brane locations, and reproduce standard heat-kernel calculations. Boundary conditions at any particular brane do affect how bulk loops renormalize this brane's effective action, but not the renormalization of other distant branes. Although we explicitly compute our loops using a rugby ball geometry, because we follow only UV effects our results apply more generally to any geometry containing codimension-two sources with conical singularities. Our results have a variety of uses, including calculating the UV sensitivity of one-loop vacuum energy seen by observers localized on the brane. We show how these one-loop effects combine in a surprising way with bulk back-reaction to give the complete low-energy effective cosmological constant, and comment on the relevance of this calculation to proposed applications of codimension-two 6D models to solutions of the hierarchy and cosmological constant problems.
We examine the motion of light fields near the bottom of a potential valley in a multi-dimensional field space. In the case of two fields we identify three general scales, all of which must be large in order to justify an effective low-energy approximation involving only the light field, $\ell$. (Typically only one of these -- the mass of the heavy field transverse to the trough -- is used in the literature when justifying the truncation of heavy fields.) We explicitly compute the resulting effective field theory, which has the form of a $P(\ell,X)$ model, with $X = - 1/2(\partial \ell)^2$, as a function of these scales. This gives the leading ways each scale contributes to any low-energy dynamics, including (but not restricted to) those relevant for cosmology. We check our results with the special case of a homogeneous roll near the valley floor, placing into a broader context recent cosmological calculations that show how the truncation approximation can fail. By casting our results covariantly in field space, we provide a geometrical criterion for model-builders to decide whether or not the single-field and/or the truncation approximation is justified, identify its leading deviations, and to efficiently extract cosmological predictions.
We consider a novel scenario for modulus stabilisation in IIB string compactifications in which the Kahler moduli are stabilised by a general set-up with two kinds of non-perturbative effects: (i) standard Kahler moduli-dependent non-perturbative effects from gaugino condensation on D7-branes or E3-instantons wrapping four-cycles in the geometric regime; (ii) dilaton-dependent non-perturbative effects from gaugino condensation on space-time filling D3-branes or E(-1)-instantons at singularities. For the LARGE Volume Scenario (LVS), the new dilaton-dependent non-perturbative effects provide a positive definite contribution to the scalar potential that can be arbitrarily tuned from fluxes to give rise to de Sitter vacua. Contrary to anti D3-branes at warped throats, this term arises from a manifestly supersymmetric effective action. In this new scenario the "uplifting" term comes from F-terms of blow-up modes resolving the singularity of the non-perturbative quiver. We discuss phenomenological and cosmological implications of this mechanism. This set-up also allows a realisation of the LVS for manifolds with zero or positive Euler number.
A generic feature of the known string inflationary models is that the same physics that makes the inflaton lighter than the Hubble scale during inflation often also makes other scalars this light. These scalars can acquire isocurvature fluctuations during inflation, and given that their VEVs determine the mass spectrum and the coupling constants of the effective low-energy field theory, these fluctuations give rise to couplings and masses that are modulated from one Hubble patch to another. These seem just what is required to obtain primordial adiabatic fluctuations through conversion into density perturbations through the `modulation mechanism', wherein reheating takes place with different efficiency in different regions of our Universe. Fluctuations generated in this way can generically produce non-gaussianity larger than obtained in single-field slow-roll inflation; potentially observable in the near future. We provide here the first explicit example of the modulation mechanism at work in string cosmology, within the framework of LARGE Volume Type-IIB string flux compactifications. The inflationary dynamics involves two light Kaehler moduli: a fibre divisor plays the role of the inflaton whose decay rate to visible sector degrees of freedom is modulated by the primordial fluctuations of a blow-up mode (which is made light by the use of poly-instanton corrections). We find the challenges of embedding the mechanism into a concrete UV completion constrains the properties of the non-gaussianity that is found, since for generic values of the underlying parameters, the model predicts a local bi-spectrum with fNL of order `a few'. However, a moderate tuning of the parameters gives also rise to explicit examples with fNL O(20) potentially observable by the Planck satellite.
We construct an inflationary model in 6D supergravity that is based on explicit time-dependent solutions to the full higher-dimensional field equations, back-reacting to the presence of a 4D inflaton rolling on a space-filling codimension-2 source brane. Fluxes in the bulk stabilize all moduli except the `breathing' modulus (that is generically present in higher-dimensional supergravities). Back-reaction to the inflaton roll causes the 4D Einstein-frame on-brane geometry to expand, a(t) ~ t^p, as well as exciting the breathing mode and causing the two off-brane dimensions to expand, r(t) ~ t^q. The model evades the general no-go theorems precluding 4D de Sitter solutions, since adjustments to the brane-localized inflaton potential allow the power p to be dialed to be arbitrarily large, with the 4D geometry becoming de Sitter in the limit p -> infinity (in which case q = 0). Slow-roll solutions give accelerated expansion with p large but finite, and q = 1/2. Because the extra dimensions expand during inflation, the present-day 6D gravity scale can be much smaller than it was when primordial fluctuations were generated - potentially allowing TeV gravity now to be consistent with the much higher gravity scale required at horizon-exit for observable primordial gravity waves. Because p >> q, the 4 on-brane dimensions expand more quickly than the 2 off-brane ones, providing a framework for understanding why the observed four dimensions are presently so much larger than the internal two. If uplifted to a 10D framework with 4 dimensions stabilized, the 6D evolution described here could describe how two of the six extra dimensions evolve to become much larger than the others, as a consequence of the enormous expansion of the 4 large dimensions we can see.
We critically assess the twin prospects of describing the observed universe in string theory, and using cosmological experiments to probe string theory. For the purposes of this short review, we focus on the limitations imposed by our incomplete understanding of string theory. After presenting an array of significant obstacles, we indicate a few areas that may admit theoretical progress in the near future.
We provide an explicit example of a higher-dimensional model describing a non-supersymmetric spectrum of 4D particles of mass M, whose 4D geometry -- \em including loop effects -- has a curvature that is of order R ~ m_KK^4/M_p^2, where m_KK is the extra-dimensional Kaluza-Klein scale and M_p is the 4D Planck constant. m_KK is stabilized and can in particular satisfy m_KK << M. The system consists of a (5+1)-dimensional model with a flux-stabilized supersymmetric bulk coupled to non-supersymmetric matter localized on a (3+1)-dimensional positive-tension brane. We use recent techniques for calculating how extra dimensions respond to changes in brane properties to show (at the classical level) that the low-energy 4D geometry is exactly flat, independent of the value of the brane tensions. Its mechanism for doing so is the transfer of stabilizing flux between the bulk and the branes. The UV completion of the model can arise at scales much larger than M, allowing the calculation of quantum effects like the zero-point energy of very massive particles in the vacuum. We find that brane-localized loops do not affect the 4D curvature at all, but bulk loops can. These can be estimated on general grounds and we show that supersymmetry dictates that they generate curvatures that are generically of order m_KK^4/M_p^2. For realistic applications this points to a world with two supersymmetric extra dimensions, with supersymmetry in the bulk broken at the sub-eV KK scale - as proposed in hep-th/0304256 - requiring a 6D gravity scale somewhat higher than 10 TeV. Ordinary Standard Model particles are brane-localized and not at all supersymmetric (implying in particular no superpartners or the MSSM). We discuss how the model evades various no-go theorems that would naively exclude it, and briefly outline several striking observational implications for tests of gravity and at the LHC.
Observations of pulsar timing provide strong constraints on scalar-tensor theories of gravity, but these constraints are traditionally quoted as limits on the microscopic parameters (like the Brans-Dicke coupling, for example) that govern the strength of scalar-matter couplings at the particle level in particular models. Here we present fits to timing data for several pulsars directly in terms of the phenomenological couplings (masses, scalar charges, moment of inertia sensitivities and so on) of the stars involved, rather than to the more microscopic parameters of a specific model. For instance, for the double pulsar PSR J0737-3039A/B we find at the 68% confidence level that the masses are bounded by 1.28 < m_A/m_sun < 1.34 and 1.19 < m_B/m_sun < 1.25, while the scalar-charge to mass ratios satisfy |a_A| < 0.21, |a_B| < 0.21 and |a_B - a_A| < 0.002$. These constraints are independent of the details of the scalar tensor model involved, and of assumptions about the stellar equations of state. Our fits can be used to constrain a broad class of scalar tensor theories by computing the fit quantities as functions of the microscopic parameters in any particular model. For the Brans-Dicke and quasi-Brans-Dicke models, the constraints obtained in this manner are consistent with those quoted in the literature.
We construct flux-stabilised IIB compactifications whose extra dimensions (EDs) have very different sizes, and use these to describe several vacua with a TeV string scale. Because we can access regimes where 2 dimensions are hierarchically larger than the other 4, we find examples where 2 dimensions are micron-sized while the other 4 are at the weak scale in addition to standard examples with all 6 EDs equally large. Besides providing UV completeness, the phenomenology of these models is richer than vanilla large-dimensional models in several ways: (i) they are supersymmetric, with SUSY broken at sub-eV scales in the bulk but only nonlinearly realised in the SM sector, leading to no MSSM superpartners and many more bulk missing-energy channels, as in supersymmetric large extra dimensions (SLED); (ii) small cycles in the complicated extra-dimensional geometry allow some KK states to reside at TeV scales even if all 6 EDs are much larger; (iii) a rich spectrum of string and KK states at TeV scales; and (iv) an equally rich spectrum of light moduli having unusually small (but technically natural) masses, with potentially interesting implications for cosmology and astrophysics that nonetheless evade new-force constraints. The hierarchy problem is solved because the extra-dimensional volume is naturally stabilised at exponentially large values: the EDs are CY geometries with a 4D K3 or T^4-fibration over a 2D base, with moduli stabilised within the LARGE-Volume scenario. The new technical step is the use of poly-instanton corrections to the superpotential (which, unlike for simpler models, are likely to be present on K3 or T^4-fibered CY compactifications) to obtain a large hierarchy between the sizes of different dimensions. For several scenarios we identify the low-energy spectrum and briefly discuss some of their astrophysical, cosmological and phenomenological implications.
We survey the phenomenological constraints on abelian gauge bosons having masses in the MeV to multi-GeV mass range (using precision electroweak measurements, neutrino-electron and neutrino-nucleon scattering, electron and muon anomalous magnetic moments, upsilon decay, beam dump experiments, atomic parity violation, low-energy neutron scattering and primordial nucleosynthesis). We compute their implications for the three parameters that in general describe the low-energy properties of such bosons: their mass and their two possible types of dimensionless couplings (direct couplings to ordinary fermions and kinetic mixing with Standard Model hypercharge). We argue that gauge bosons with very small couplings to ordinary fermions in this mass range are natural in string compactifications and are likely to be generic in theories for which the gravity scale is systematically smaller than the Planck mass - such as in extra-dimensional models - because of the necessity to suppress proton decay. Furthermore, because its couplings are weak, in the low-energy theory relevant to experiments at and below TeV scales the charge gauged by the new boson can appear to be broken, both by classical effects and by anomalies. In particular, if the new gauge charge appears to be anomalous, anomaly cancellation does not also require the introduction of new light fermions in the low-energy theory. Furthermore, the charge can appear to be conserved in the low-energy theory, despite the corresponding gauge boson having a mass. Our results reduce to those of other authors in the special cases where there is no kinetic mixing or there is no direct coupling to ordinary fermions, such as for recently proposed dark-matter scenarios.
In the context of D-brane model building, we present a realistic framework for generating fermion masses that are forbidden by global symmetries. We show that the string theoretical Large volume scenario circumvents the standard lore that fermion masses generated by loop effects are too small in generic gravity mediated scenarios. We argue that the fact that in toric singularity models, the up quark masses have always a zero eigenvalue, corresponding to the lightest generation, is due to the presence of approximate global symmetries that we explicitly identify in del Pezzo singularities. These symmetries are broken by global effects and therefore proportional to inverse powers of the volume. We estimate the generic size of radiative corrections to fermion masses in different phenomenological manifestations of the Large volume scenario. Concrete realizations in terms of flavor violating soft-terms are estimated and contrasted with current bounds on flavour changing neutral currents. Contributions from generic extra Higgs-like fields set bounds on their masses close to the GUT scale to produce realistic fermion masses.
Standard lore asserts that quantum effects generically forbid the occurrence of light (non-pseudo-Goldstone) scalars having masses smaller than the Kaluza Klein scale, M_KK, in extra-dimensional models, or the gravitino mass, M_3/2, in supersymmetric situations. We argue that a hidden assumption underlies this lore: that the scale of gravitational physics, M_g, (e.g. the string scale, M_s, in string theory) is of order the Planck mass, M_p = 10^18 GeV. We explore sensitivity to this assumption using the spectrum of masses arising within the specific framework of large-volume string compactifications, for which the ultraviolet completion at the gravity scale is explicitly known to be a Type IIB string theory. In such models the separation between M_g and M_p is parameterized by the (large) size of the extra dimensional volume, V (in string units), according to M_p: M_g: M_KK: M_3/2 = 1: V^-1/2: V^-2/3: V^-1. We find that the generic size of quantum corrections to masses is of the order of M_KK M_3/2 / M_p ~ M_p / V^5/3. The mass of the lighest modulus (corresponding to the extra-dimensional volume) which at the classical level is M_V ~ M_p/V^3/2 << M_3/2 << M_KK is thus stable against quantum corrections. This is possible because the couplings of this modulus to other forms of matter in the low-energy theory are generically weaker than gravitational strength (something that is also usually thought not to occur according to standard lore). We discuss some phenomenological and cosmological implications of this observation.
Feb 16 2010
hep-ph arXiv:1002.2730v3
We rebut the recent claim (arXiv:0912.5463) that Einstein-frame scattering in the Higgs inflation model is unitary above the cut-off energy Lambda ~ Mp/xi. We show explicitly how unitarity problems arise in both the Einstein and Jordan frames of the theory. In a covariant gauge they arise from non-minimal Higgs self-couplings, which cannot be removed by field redefinitions because the target space is not flat. In unitary gauge, where there is only a single scalar which can be redefined to achieve canonical kinetic terms, the unitarity problems arise through non-minimal Higgs-gauge couplings.
It is widely believed that existing electroweak data requires a Standard Model Higgs to be light while electroweak and flavour physics constraints require other scalars charged under the Standard Model gauge couplings to be heavy. We analyze the robustness of these beliefs within a general scalar sector and find both to be incorrect, provided that the scalar sector approximately preserves custodial symmetry and minimal flavour violation (MFV). We demonstrate this by considering the phenomenology of the Standard Model supplemented by a scalar having SU(3)_c x SU(2)_L x U(1)_Y quantum numbers (8,2)_(1/2) which has been argued to be the only kind of exotic flavour singlet scalar allowed by MFV that couples to quarks. We examine constraints coming from electroweak precision data, direct production from LEPII and the Tevatron, and from flavour physics, and find that the observations allow both the Standard Model Higgs and the new scalars to be simultaneously light, with masses ~ 100 GeV, and in some cases lighter. The discovery of such light coloured scalars could be a compelling possibility for early LHC runs, due to their large production cross section, ~100 pb. But the observations equally allow all the scalars to be heavy (including the Higgs), with masses ~ 1 TeV, with the presence of the new scalars removing the light-Higgs preference that normally emerges from fits to the electroweak precision data.
We use the power-counting formalism of effective field theory to study the size of loop corrections in theories of slow-roll inflation, with the aim of more precisely identifying the limits of validity of the usual classical inflationary treatments. We keep our analysis as general as possible in order to systematically identify the most important corrections to the classical inflaton dynamics. Although most slow-roll models lie within the semiclassical domain, we find the consistency of the Higgs-Inflaton scenario to be more delicate due to the proximity between the Hubble scale during inflation and the upper bound allowed by unitarity on the new-physics scale associated with the breakdown of the semiclassical approximation within the effective theory. Similar remarks apply to curvature-squared inflationary models.
Fluxes are widely used to stabilise extra dimensions, but if they arise within a non-abelian gauge sector they are often unstable. We seek the fate of this instability, focussing on the simplest examples: sphere-monopole compactifications in six dimensions. Without gravity most non-abelian monopoles are unstable, decaying into the unique stable monopole in the same topological class. We show that the same is true in Einstein-YM systems, with the geometry adjusting accordingly: a Mink(d)xS2 geometry supported by an unstable monopole relaxes to an AdS(d)xS2. For 6D supergravity, the dilaton obstructs this simple evolution, acquiring a gradient and thus breaking some of the spacetime symmetries. We argue that it is the 4D symmetries that break, and examine several endpoint candidates. Oxidising the supergravity system into a higher-dimensional Einstein-YM monopole, we use the latter to guide us to the corresponding endpoint. The result is a singular Kasner-like geometry conformal to Mink(4)xS2. The solution has lower potential energy and is perturbatively stable, making it a sensible candidate endpoint for the evolution. (Abridged abstract for arXiv.)
We examine brane-world scenarios in which all the observed Standard Model particles reside on a brane but the Higgs is an elementary extra-dimensional scalar in the bulk. We show that, for codimension 2 branes, often-neglected interactions between the bulk Higgs and the branes cause two novel effects. First, they cause <H> to depend only logarithmically on the UV-sensitive coefficient, m_B^2, of the mass term, m_B^2 H^*H, of the bulk potential, thus providing a new mechanism for tackling the hierarchy problem. Second, the Higgs brane couplings cause the lowest mass KK mode to localize near the brane without any need for geometrical effects like warping. We explore some preliminary implications such models have for the Higgs signature at the LHC, both in the case where the extra dimensions arise at the TeV scale, and in ADD models having Large Extra Dimensions. Novel Higgs features include couplings to fermions which can be different from Standard Model values, m_f/v, despite the fermions acquiring their mass completely from the Higgs expectation value.
Aug 08 2007
hep-ph arXiv:0708.0911v1
This article reviews the arguments why extra dimensions provide a unique opportunity for progress on the cosmological constant problem, and updates the status of -- and the objections to (with replies) -- the specific proposal using supersymmetric large extra dimensions (SLED).
This review summarizes Effective Field Theory techniques, which are the modern theoretical tools for exploiting the existence of hierarchies of scale in a physical problem. The general theoretical framework is described, and explicitly evaluated for a simple model. Power-counting results are illustrated for a few cases of practical interest, and several applications to Quantum Electrodynamics are described.
We present a new version of our racetrack inflation scenario which, unlike our original proposal, is based on an explicit compactification of type IIB string theory: the Calabi-Yau manifold P^4_[1,1,1,6,9]. The axion-dilaton and all complex structure moduli are stabilized by fluxes. The remaining 2 Kahler moduli are stabilized by a nonperturbative superpotential, which has been explicitly computed. For this model we identify situations for which a linear combination of the axionic parts of the two Kahler moduli acts as an inflaton. As in our previous scenario, inflation begins at a saddle point of the scalar potential and proceeds as an eternal topological inflation. For a certain range of inflationary parameters, we obtain the COBE-normalized spectrum of metric perturbations and an inflationary scale of M = 3 x 10^14 GeV. We discuss possible changes of parameters of our model and argue that anthropic considerations favor those parameters that lead to a nearly flat spectrum of inflationary perturbations, which in our case is characterized by the spectral index n_s = 0.95.
We study the process whereby quantum cosmological perturbations become classical within inflationary cosmology. By setting up a master-equation formulation we show how quantum coherence for super-Hubble modes can be destroyed by their coupling to the environment provided by sub-Hubble modes. We identify what features the sub-Hubble environment must have in order to decohere the longer wavelengths, and identify how the onset of decoherence (and how long it takes) depends on the properties of the sub-Hubble physics which forms the environment. Our results show that the decoherence process is largely insensitive to the details of the coupling between the sub- and super-Hubble scales. They also show how locality implies, quite generally, that the decohered density matrix at late times is diagonal in the field representation (as is implicitly assumed by extant calculations of inflationary density perturbations). Our calculations also imply that decoherence can arise even for couplings which are as weak as gravitational in strength.
We study a general configuration of parallel branes having co-dimension >2 situated inside a compact d-dimensional bulk space within the framework of a scalar and flux field coupled to gravity in D dimensions, such as arises in the bosonic part of some D-dimensional supergravities. A general relation is derived which relates the induced curvature of the observable noncompact n dimensions to the asymptotic behaviour of the bulk fields near the brane positions. For compactifications down to n = D-d dimensions we explicitly solve the bulk field equations to obtain the near-brane asymptotics, and by so doing relate the n-dimensional induced curvature to physical near-brane properties. In the special case where the bulk geometry remains nonsingular (or only conically singular) at the brane positions our analysis shows that the resulting n dimensions must be flat. As an application of these results we specialize to n=4 and D=6 and derive a new class of solutions to chiral 6D supergravity for which the noncompact 4 dimensions have de Sitter or anti-de Sitter geometry.
Deviations from Newton's Inverse-Squared Law at the micron length scale are smoking-gun signals for models containing Supersymmetric Large Extra Dimensions (SLEDs), which have been proposed as approaches for resolving the Cosmological Constant Problem. Just like their non-supersymmetric counterparts, SLED models predict gravity to deviate from the inverse-square law because of the advent of new dimensions at sub-millimeter scales. However SLED models differ from their non-supersymmetric counterparts in three important ways: (i) the size of the extra dimensions is fixed by the observed value of the Dark Energy density, making it impossible to shorten the range over which new deviations from Newton's law must be seen; (ii) supersymmetry predicts there to be more fields in the extra dimensions than just gravity, implying different types of couplings to matter and the possibility of repulsive as well as attractive interactions; and (iii) the same mechanism which is purported to keep the cosmological constant naturally small also keeps the extra-dimensional moduli effectively massless, leading to deviations from General Relativity in the far infrared of the scalar-tensor form. We here explore the deviations from Newton's Law which are predicted over micron distances, and show the ways in which they differ and resemble those in the non-supersymmetric case.
We explore the implications for neutrino masses and mixings within the minimal version of the supersymmetric large-extra-dimensions scenario (MSLED). This model was proposed in \tt hep-ph/0404135 to extract the phenomenological implications of the promising recent attempt (in \tt hep-th/0304256) to address the cosmological constant problem. Remarkably, we find that the simplest couplings between brane and bulk fermions within this approach can lead to a phenomenologically-viable pattern of neutrino masses and mixings that is also consistent with the supernova bounds which are usually the bane of extra-dimensional neutrino models. Under certain circumstances the MSLED scenario can lead to a lepton mixing (PMNS) matrix close to the so-called bi-maximal or the tri-bimaximal forms (which are known to provide a good description of the neutrino oscillation data). We discuss the implications of MSLED models for neutrino phenomenology.
Motivated by the string landscape we examine scenarios for which inflation is a two-step process, with a comparatively short inflationary epoch near the string scale and a longer period at a much lower energy (like the TeV scale). We quantify the number of $e$-foldings of inflation which are required to yield successful inflation within this picture. The constraints are very sensitive to the equation of state during the epoch between the two inflationary periods, as the extra-horizon modes can come back inside the horizon and become reprocessed. We find that the number of $e$-foldings during the first inflationary epoch can be as small as 12, but only if the inter-inflationary period is dominated by a network of cosmic strings (such as might be produced if the initial inflationary period is due to the brane-antibrane mechanism). In this case a further 20 $e$-foldings of inflation would be required at lower energies to solve the late universe's flatness and horizon problems.
We examine how reheating occurs after brane-antibrane inflation in warped geometries, such as those which have recently been considered for Type IIB string vacua. We adopt the standard picture that the energy released by brane annihilation is dominantly dumped into massive bulk (closed-string) modes which eventually cascade down into massless particles, but argue that the this need not mean that the result is mostly gravitons with negligible visible radiation on the Standard Model brane. We show that if the inflationary throat is not too strongly warped, and if the string coupling is sufficiently weak, then a significant fraction of the energy density from annihilation will be deposited on the Standard Model brane, even if it is separated from the inflationary throat by being in some more deeply warped throat. This is due to the exponential growth of the massive Kaluza-Klein wave functions toward the infrared ends of the throats. We argue that the possibility of this process removes a conceptual obstacle to the construction of multi-throat models, wherein inflation occurs in a different throat than the one in which the Standard Model brane resides. Such multi-throat models are desirable because they can help to reconcile the scale of inflation with the supersymmetry breaking scale on the Standard Model brane, and because they can allow cosmic strings to be sufficiently long-lived to be observable during the present epoch.
Srubabati Goswami, Raghavan Rangarajan, K. Agashe, A. Bandyopadhyay, K. Bhattacharya, B. Brahmachari, C. Burgess, E.J. Chun, D. Choudhury, P.K.Das, A. Dighe, R. Godbole, N. Gupta, M. Kaplinghat, D. Indumathi, J. Forshaw, Y.Y. Keum, B. Layek, D. Majumdar, N. Mahajan, et al (20) Sep 21 2004
hep-ph arXiv:hep-ph/0409225v1
This is the report of neutrino and astroparticle physics working group at WHEPP-8. We present the discussions carried out during the workshop on selected topics in the above fields and also indicate progress made subsequently. The neutrino physics subgroup studied the possibilites of constraining neutrino masses, mixing and CPT violation in lepton sector from future experiments. Neutrino mass models in the context of abelian horizontal symmetries, warped extra dimensions and in presence of triplet Higgs were studied. Effect of threshold corrections on radiative magnification of mixing angles was investigated. The astroparticle physics subgroup focused on how various particle physics inputs affect the CMBR fluctuation spectrum, and on brane cosmology. This report also contains an introduction on how to use the publicly available code CMBFAST to calculate the CMBR fluctuations.
Jul 20 2004
hep-ph arXiv:hep-ph/0407196v1
We identify the lowest-dimension interaction which is possible between Standard Model brane fields and bulk scalars in 6 dimensions. The lowest-dimension interaction is unique and involves a trilinear coupling between the Standard Model Higgs and the bulk scalar. Because this interaction has a dimensionless coupling, it depends only logarithmically on ultraviolet mass scales and heavy physics need not decouple from it. We compute its influence on Higgs physics at ATLAS and identify how large a coupling can be detected at the LHC. Besides providing a potentially interesting signal in Higgs searches, such couplings provide a major observational constraint on 6D large-extra-dimensional models with scalars in the bulk.
We develop a model of eternal topological inflation using a racetrack potential within the context of type IIB string theory with KKLT volume stabilization. The inflaton field is the imaginary part of the Kähler structure modulus, which is an axion-like field in the 4D effective field theory. This model does not require moving branes, and in this sense it is simpler than other models of string theory inflation. Contrary to single-exponential models, the structure of the potential in this example allows for the existence of saddle points between two degenerate local minima for which the slow-roll conditions can be satisfied in a particular range of parameter space. We conjecture that this type of inflation should be present in more general realizations of the modular landscape. We also consider `irrational' models having a dense set of minima, and discuss their possible relevance for the cosmological constant problem.